Timothy Wayne Moore

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-23
DC	RA	APPROVED	2017-08-07

TX RA
APPROVED_RES

Since 2020-04-23
DC RA
APPROVED

Since 2017-08-07

Branch Locations

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs	Washington	DC	02/2005	05/2017
Morgan Stanley	Washington	DC	05/2017	Present
Morgan Stanley Private Bank, National Association	New York	NY	06/2017	Present

02/2005 → 05/2017

Goldman Sachs

Washington, DC
05/2017 → Present

Morgan Stanley

Washington, DC
06/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2003-01-08 → 2005-03-09

Banc Of America Investment Services, Inc.

Mclean, VA

Other Businesses

Rental Property; Hendersonville, TN; Rental; Investment related; Sole Proprietor / Owner / Partner; 08/2011; During business hours: 0; After business hours: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-07
S66	Uniform Combined State Law Examination	2003-01-07
S63	Uniform Securities Agent State Law Examination	2001-05-18

S65 Uniform Investment Adviser Law Examination

2017-08-07
S66 Uniform Combined State Law Examination

2003-01-07
S63 Uniform Securities Agent State Law Examination

2001-05-18

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews