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William Stephens Lamb

Raymond James & Associates, Inc.

Macon, GA

CRD 4360618

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-07-01
TX RA APPROVED_RES 2015-06-25
  • GA RA
    APPROVED
    Since 2015-07-01
  • TX RA
    APPROVED_RES
    Since 2015-06-25

Branch Locations

121 Perimeter Parkway, Macon, GA 31210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Assoicates Macon GA 06/2015 Present
  • 06/2015 → Present
    Raymond James & Assoicates
    Macon, GA
Previous Registrations
  • 2013-08-27 → 2015-06-24
    Intl Advisory Consultants Inc.
    Macon, GA
  • 2007-05-04 → 2013-09-06
    Truist Investment Services, Inc.
    Macon, GA
    Macon, GA
    Macon, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-30
S63 Uniform Securities Agent State Law Examination 2001-09-27
  • S65 Uniform Investment Adviser Law Examination
    2007-04-30
  • S63 Uniform Securities Agent State Law Examination
    2001-09-27

View on SEC IAPD

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