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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-11 |
| PA | RA | APPROVED | 2017-12-06 |
Branch Locations
4 Park Plaza Suite 206, Wyomissing, PA 19610 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co. | Wyomissing | PA | 06/2007 | Present |
| Mml Investors Services, Llc | Wyomissing | PA | 06/2007 | Present |
(1) NAME:JEFFREY SMITH, INV REL:N ADDR:400 ST BERNARDINE ST READING PA 19607 NATURE:ALVERNIA UNIVERSITY -PRESIDENT'S ADVISORY COUNCIL, POSITION:COUNCIL MEMBER, START:1/2014 NO HR/MO:2 NO HR/MO DUR TRADING:2. (2) NAME: JEFFREY A. SMITH INV REL: Y ADD: 4 PARK PLAZA, SUITE 206, WYOMISSING, PA 19610 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START: 02/01/2010 NO HR/MO:4 NO HR/MO DURING SEC TRADING: 2. DUTIES: LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH. (3) NAME: READING FINANCIAL GROUP LLC INV REL: Y ADD: 4 PARK PLAZA, SUITE 206, WYOMISSING, PA 19610 NATURE: LLC USED TO MARKET MASSMUTUAL AND MML BUSINESS POSITION: MEMBER START DATE: 06/08/2023 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: SALES AND SOLICITATION OF MASSMUTUAL AND MML INVESTORS SERVICES, LLC PRODUCTS AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-28 |
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