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Richard Edward Harrison

Sym Financial Advisors

Winona Lake, IN

Indianapolis, IN

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Current Employers
Sym Financial Advisors

801 Park Ave, Winona Lake, IN 46590 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-05-30
  • IN RA
    APPROVED
    Since 2013-05-30

Branch Locations

801 Park Ave, Winona Lake, IN 46590 • United States

9100 Keystone Crossing Suite 560, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sym Financial Advisors Indianapolis IN 04/2013 Present
Previous Registrations
  • 2007-10-26 → 2011-03-24
    Uvest Financial Services Group, Inc.
    Fishers, IN
    Fishers, IN
  • 2006-07-21 → 2007-10-01
    Harrington Wealth Management Co
    Fishers, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-17
  • S65 Uniform Investment Adviser Law Examination
    2005-05-17
Other Names
  • Rick Edward Harrison
  • Rick Harrison

View on SEC IAPD

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Other Offices

EDWARD JONES · Winona Lake, IN
LPL FINANCIAL LLC · WINONA LAKE, IN
EDWARD JONES · WARSAW, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Warsaw, IN
INDEPENDENT FINANCIAL GROUP, LLC · WARSAW, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Warsaw, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WARSAW, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Warsaw, IN

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