Brian Matthew Gorman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2013 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2010-05-18 → 2013-10-08
  First Heartland Consultants, Inc.
  Novi, MI
  West Bloomfield, MI

Other Businesses

1) BRIAN GORMAN, 1366 ROSS ST, PLYMOUTH MI, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.09/16/13, NIR, 1/WK- 1/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 09/16/13 3) GORMAN FINANCIAL MANAGEMENT, LLC, 580 S. Main St., Plymouth MI 48170, United States, 09/2013, Owner, DBA Name, INV REL, HR/MO: 200, HR/MO TRADING: 200

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-25
• S63 Uniform Securities Agent State Law Examination
  2001-05-25

Other Names

• Brian Matthew Gorman