Rafael Antonio Gutierrez

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 09/2017
  Afba/5 Star Life
  Alexandria, VA
• 09/2017 → 10/2018
  Allstate Insurance Company
  Fairfax, VA
• 08/2018 → 11/2018
  Kaplan Financial Group
  Bethesda, MD
• 08/2018 → 11/2018
  Commonwealth Financial Network
  Waltham, MA
• 09/2017 → 10/2018
  Allstate Financial Services, Llc
  Fairfax, VA
• 04/2019 → 12/2020
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 11/2018 → 02/2022
  Rafael Gutierrez
  Alexandria, VA
• 04/2021 → 03/2023
  Lpl Financial Llc
  Herndon, VA
• 01/2021 → 03/2021
  Unemployed
  Fairfax, VA
• 04/2021 → 03/2023
  Northwest Financial Advisors, Llc
  Herndon, VA
• 03/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  North Bethesda, MD
• 04/2023 → 12/2024
  Bank Of America N.A.
  North Bethesda, MD
• 01/2025 → Present
  Voya Financial Advisors
  Alexndria, VA

Previous Registrations

• 2023-04-11 → 2025-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  North Bethesda, MD
• 2021-08-06 → 2023-03-27
  Northwest Financial Advisors Llc
  Herndon, VA
• 2021-06-08 → 2021-07-30
  Lpl Financial Llc
  Herndon, VA
• 2019-04-25 → 2020-12-23
  Edelman Financial Engines
  Vienna, VA
• 2018-08-24 → 2019-01-23
  Allstate Financial Advisors, Llc
  Fairfax, VA
• 2018-10-04 → 2018-11-05
  Commonwealth Financial Network
  Rockville, MD
• 2008-09-25 → 2012-05-09
  Missionsquare Retirement
  Washington, DC
• 2008-08-04 → 2008-09-17
  Northwestern Mutual Investment Services, Llc
  Mc Lean, VA
• 2007-12-06 → 2008-05-28
  Thrivent Investment Management Inc.
  Alexandria, VA
  Alexandria, VA
  Sterling, VA
• 2005-05-18 → 2006-02-01
  Cuna Brokerage Services, Inc.
  Dale City, VA
• 2004-10-08 → 2005-04-08
  Park Avenue Securities Llc
  Fairfax, VA
• 2002-07-16 → 2003-04-15
  Ameriprise Financial Services, Llc
  Centreville, VA
• 2002-05-30 → 2002-06-18
  Ameriprise Financial Services, Llc
  Vienna, VA

Other Businesses

INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/24/2025 ADDRESS: 8000 Tower Crescent Dr., 13th floor, Vienna VA 22182, United States DESCRIPTION: sales of fixed insurance products RAFAEL GUTIERREEZ POSITION: VA Notary NATURE: I am a notary public for the state of VA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2025 ADDRESS: 8000 Tower Crescent Dr., 13th floor, Vienna VA 22182, United States DESCRIPTION: see answer to question 1.6

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-12-29
• S66 Uniform Combined State Law Examination
  2018-06-21

Other Names

• Rafael Antonio Gutierrez
• Rafael Antonio Gutierrez
• Rafael Gutierrez