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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-10-05 |
| AK | RA | APPROVED | 2015-10-26 |
| WA | RA | APPROVED | 2014-08-14 |
| TX | RA | APPROVED_RES | 2013-02-26 |
| NJ | RA | APPROVED | 2012-08-15 |
| ID | RA | APPROVED | 2012-03-29 |
| NV | RA | APPROVED | 2009-10-23 |
Branch Locations
450 N Stephanie St, Henderson, NV 89014 • United States
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 10/2009 | Present |
WARNER ROEHRS, INC. 7232 CARMEN AVE, LINCOLN, NE 68516; START: 01/01/1980; FOR PROFIT; HUSBANDS FAMILY OWNS A CORP OF FARM LAND IN WHICH HE RECEIVES DIVIDEND CHECKS SEMI-ANNUALLY. NO ACTIVE ROLE IN THE COMPANY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-14 |
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