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Jonathan L Warren

Stifel, Nicolaus & Company, Incorporated

Pensacola, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-06-07
FL RA APPROVED 2011-06-03
  • TX RA
    APPROVED
    Since 2011-06-07
  • FL RA
    APPROVED
    Since 2011-06-03

Branch Locations

25 West Cedar Street, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Pensacola FL 06/2011 Present
  • 06/2011 → Present
    Stifel Nicolaus & Co Inc
    Pensacola, FL
Previous Registrations
  • 2010-01-04 → 2011-06-02
    Tlg Advisors, Inc.
    Pensacola, FL
    Summit, NJ
  • 2009-06-01 → 2009-06-30
    Morgan Stanley
    Pensacola, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pensacola, FL
  • 2001-08-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pensacola, FL
    Pensacola, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-20
  • S66 Uniform Combined State Law Examination
    2001-11-20
Designations
Other Names
  • Jonathan Lee Warren

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Pensacola, FL
HHM WEALTH ADVISORS, LLC · Pensacola, FL
EDWARD JONES · PENSACOLA, FL
ARMADA ADVISORS · PENSACOLA, FL
EDWARD JONES · PENSACOLA, FL
KINGSMAN WEALTH MANAGEMENT INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSCOLA, FL

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