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Current Employers
Texas Capital Bank Private Wealth Advisors

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-04
  • TX RA
    APPROVED
    Since 2022-07-04

Branch Locations

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Compass Bank Austin TX 01/2016 08/2021
Bbva Securities Inc Frisco TX 02/2016 08/2021
Bbva Wealth Solutions Inc. Frisco TX 02/2016 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 01/2016 08/2021
Pnc Investments Frisco TX 08/2021 06/2022
Texas Capital Bank Dallas TX 06/2022 Present
Texas Capital Bank Securities Dallas TX 06/2022 Present
Texas Capital Bank Private Wealth Advisors Dallas TX 06/2022 Present
  • 01/2016 → 08/2021
    Compass Bank
    Austin, TX
  • 02/2016 → 08/2021
    Bbva Securities Inc
    Frisco, TX
  • 02/2016 → 08/2021
    Bbva Wealth Solutions Inc.
    Frisco, TX
  • 01/2016 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → 06/2022
    Pnc Investments
    Frisco, TX
  • 06/2022 → Present
    Texas Capital Bank
    Dallas, TX
  • 06/2022 → Present
    Texas Capital Bank Securities
    Dallas, TX
  • 06/2022 → Present
    Dallas, TX
Previous Registrations
  • 2021-08-23 → 2022-06-17
    Farmers Branch, TX
    Dallas, TX
    Frisco, TX
  • 2016-02-22 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Austin, TX
    Austin, TX
    Dallas, TX
    Frisco, TX
  • 2015-08-13 → 2016-02-05
    Frisco, TX
    Fort Mill, SC
  • 2005-03-10 → 2014-12-26
    Comerica Securities
    Costa Mesa, CA
    Farmington, MI
    Fort Worth, TX
    Dallas, TX
    Sugarland, TX
    Plano, TX
    Bedford, TX
    Detroit, MI
    Lansing, MI
    Dallas, TX
    Richardson, TX
    Bedford, TX
    Dallas, TX
    Houston, TX
    Dallas, TX
    Sugarland, TX
    Dallas, TX
    Irving, TX
    Austin, TX
    Dallas, TX
    Lewisville, TX
    Dallas, TX
    Plano, TX
    Allen, TX
    Dallas, TX
    Dallas, TX
    Kalamazoo, MI
  • 2003-04-02 → 2005-03-22
    Banc One Securities Corporation
    Dallas, TX
  • 2004-08-12 → 2005-03-22
    Chase Investment Services Corp.
    Dallas, TX
Other Businesses

WORLD AFFAIRS COUNCIL - DFW, Position-Board Member, non-investment related, 325 N Paul Street, Suite 4200, Dallas, Texas, 75201, Started 9/1/2023, 1-3 hours a month, 1 hour a month during trading hours WRANGLER PRINTS LLC; the company prints tee-shirts - non-investment-related; 12363 Red Hawk Dr, Frisco, TX; Partner; started March, 2023; 2 hours per month and 2 hours during trading hours. WRAP WRANGLERS LLC; the company wraps cars with seals or advertising - non-investment-related; 12363 Red Hawk Dr, Frisco, TX; Partner; started March, 2023; 2 hours per month and 2 hours during trading hours. SPORTS CARD WRANGLERS - POSITION: Co-Owner NATURE: Online purchasing and selling of sports collectibles. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 - ADDRESS: 1250 Bowie Lane, Frisco TX 75033, United States -DESCRIPTION: Co-Owner. Buying and selling sports collectibles. University of North Texas-Advisory Board-Non Investment Related, Address 1155 Union Circle, Denton, Texas, 76203 Nature: Advisory Board Member of Finance School, Number of hours: 1-2/month, 0 during trading hours, Start Date 2/1/23 University of Texas-McCombs Business School Advisory Board, Non-Investment Related, Address 2110 Speedway, Austin, Texas, 78705 Nature: Advisory Board Member McCombs Business School, Number of hours 1-2 month, 0 during trading hours, Start date 2/1/23 TEXAS CAPITAL BANK -Position Head of Private Wealth -Address 2000 McKinney Ave, Dallas, Texas, 75201-Start date 6/2022-160 hours a month-During Securities hours 130 hours a month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-31
  • S66 Uniform Combined State Law Examination
    2001-08-31

View on SEC IAPD

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