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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-11-22 |
Branch Locations
11 Medway Avenue, Congers, NY 10920 • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 05/2016 | 08/2018 |
| Mml Distributors Llc | Stamford | CT | 07/2016 | 08/2018 |
| Prudential Insurance Company Of America | Stamford | CT | 12/2018 | 04/2022 |
| Prudential Investment Management Services Llc | Stamford | CT | 12/2018 | 04/2022 |
| Financial Marketing Group | Norwalk | CT | 09/2018 | 11/2018 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2001-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-04 |
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