Brian James Bushnell

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-06-23
IL	RA	APPROVED	2016-02-19

TX RA
APPROVED_RES

Since 2022-06-23
IL RA
APPROVED

Since 2016-02-19

Branch Locations

1101 Lake St Suite 202A, Oak Park, IL 60301 • United States

Lemont, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	11/2015	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	02/2016	Present

11/2015 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
02/2016 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, AS ADVISORY REP OF A RIA. INVESTMENT RELATED 50/WEEK 40/TRADE, 11/27/15. 2) BUSHNELL PRIVATE WEALTH MANAGEMENT, LTD, 1101 LAKE ST, SUITE 202A OAK PARK, IL. 11/27/2015 MANAGING MEMBER. INVESTMENT RELATED, 50/WEEKLY, 40/TRADE. 3) BRIAN J BUSHNELL, INDEPENDENT INSURANCE AGENT, 1101 LAKE ST, STE 202A, OAK PARK, IL, 8/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 4) HEIN FINANCIAL GROUP, Oak Brook IL 60523, United States, 02/19/2016, IAR, DBA Name, INV REL, 160HR/MO, 120HR/TRADE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-14
S63	Uniform Securities Agent State Law Examination	2001-04-20

S66 Uniform Combined State Law Examination

2015-12-14
S63 Uniform Securities Agent State Law Examination

2001-04-20

View on SEC IAPD