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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-01-22 |
| TX | RA | APPROVED_RES | 2015-02-03 |
Branch Locations
520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Chesterfield | MO | 09/2014 | Present |
1. Veiled Prophet, LTD; 301 Prospect Ave St Louis, MO 63110; VP Saint Louis is a private, fraternal, civic-minded organization with a long-standing tradition of service and leadership; Traffic Chairman; Help plan the Holiday and 4th of July Parades; 07/01/2025; 10hrs/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-09 |
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