Alisa L Zufall

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 05/2021
  Wisdomtree Asset Management, Inc.
  New York, NY
• 12/2014 → 05/2021
  Foreside Fund Services, Llc
  New York, NY
• 05/2021 → 10/2024
  Lpl Financial Llc
  Fort Mill, SC
• 02/2025 → Present
  Mercer Global Advisors Inc.
  Wilmette, IL
• 10/2024 → 02/2025
  Growth Path Consulting, Llc
  Wilmette, IL

Previous Registrations

• 2005-03-10 → 2008-06-25
  Van Kampen Advisors Inc
  Oakbrook Terrace, IL

Other Businesses

1. Growth Path Consulting, LLC; Not investment-related; Wilmette, IL; Inactive LLC; President; 10/2024; Less than 1 hour per month; Less than 1 hour per month during securities trading hours; Dormant LLC not being used currently. 2.Tidal ETF Services, LLC; Investment-related; Milwaukee, WI; ETF Series Trust Board; Independent Trustee; 10/2024; 2 hours per month; 1 hour per month during securities trading hours; Monitor investment performance to ensure ETF is tracking its objective, monitor fee landscape, and approval of the compliance program. 3.720 Randolph LLC; Investment-related; Chicago, IL; Rental property; Co-Owner and Landlord; 01/2018; Less than 1 hour per month; Less than 1 hour per month during securities trading hours; Rental property and Landlord duties.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-09
• S63 Uniform Securities Agent State Law Examination
  2002-05-10

Designations

• Certified Financial Planner

Other Names

• Alisa Louise Maute
• Alisa L Maute
• Alisa L Maute
• Alisa L Zufall
• Alisa Louise Zufall