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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-05-05 |
Branch Locations
Pittsburgh, PA • United States
501 Marketplace Avenue Suite 201, Moon Township, PA 15108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockhaven Capital Management, Llc | Pittsburgh | PA | 08/2009 | 04/2017 |
| The Ayco Company, L.P./Mercer Allied | Canonsburg | PA | 04/2017 | 01/2019 |
| Duquesne University | Pittsburgh | PA | 08/2015 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 20/WK 20/TRADING, 05/2020 2) MT LEBANON PENSION INVESTMENT BOARD, 710 WASHINGTON RD PITTSBURCH PA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 05/2021, NIR, 2 HR/MO 0 HR/MO TRADING 3) RENTAL, 4583 PARK LAKE KIAWAH ISLAND SC 29455, 08/2022, OWNER, RENTAL PROPERT, NIR, 1 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-06-24 |
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