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Cindy Diane Martinez

Morgan Stanley

Southlake, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-18
  • TX RA
    APPROVED
    Since 2015-05-18

Branch Locations

1400 Civic Place Suite 200, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Dallas TX 09/2010 Present
Morgan Stanley Private Bank, N.A. New York NY 05/2019 Present
  • 09/2010 → Present
    Morgan Stanley Smith Barney
    Dallas, TX
  • 05/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-18
S63 Uniform Securities Agent State Law Examination 2004-01-29
  • S66 Uniform Combined State Law Examination
    2015-05-18
  • S63 Uniform Securities Agent State Law Examination
    2004-01-29

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX
DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX
PLANGUIDE FINANCIAL · SOUTHLAKE, TX
RIDGEWOOD WEALTH MANAGEMENT LLC · SOUTHLAKE, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX
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PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX
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