Joseph Wesley Clegg

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-29

PA RA
APPROVED

Since 2023-06-29

Branch Locations

Mechanicsburg, PA • United States

5 Kacey Ct Ste 101, Mechanicsburg, PA 17055 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 03/06/2014, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS HEALTH, MEDICARE ADVANTAGE PLANS, MEDICARE SUPPLEMENTAL PLANS, AND PROPERTY & CASUALTY; 2. NAME OF OTHER BUSINESS: RIDGELINE WEALTH SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-04-30
S63	Uniform Securities Agent State Law Examination	2001-04-21

S65 Uniform Investment Adviser Law Examination

2002-04-30
S63 Uniform Securities Agent State Law Examination

2001-04-21

Other Names

Wes Clegg

View on SEC IAPD