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Scott Weierman

Rbc Capital Markets, LLC

Salt Lake City, UT

Salt Lake City, UT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-03
UT RA APPROVED 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-03
  • UT RA
    APPROVED
    Since 2026-06-03

Branch Locations

Salt Lake City, UT • United States

1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Salt Lake City UT 06/2026 Present
Ubs Financial Services Inc. Salt Lake City UT 10/2014 06/2026
Previous Registrations
  • 2014-10-16 → 2026-06-12
    Ubs Financial Services Inc.
    Salt Lake City, UT
    Salt Lake City, UT
  • 2009-06-01 → 2014-10-27
    Morgan Stanley
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Salt Lake City, UT
  • 2001-06-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Salt Lk City, UT
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-20
S65 Uniform Investment Adviser Law Examination 2001-03-29
  • S66 Uniform Combined State Law Examination
    2001-04-20
  • S65 Uniform Investment Adviser Law Examination
    2001-03-29
Other Names
  • Scott Weierman

View on SEC IAPD

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