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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| CA | RA | APPROVED | 2018-02-06 |
| UT | RA | APPROVED | 2013-12-13 |
Branch Locations
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A Student Cleaning Co | Provo | UT | 01/1995 | Present |
| Morgan Stanley Smith Barney | Los Angeles | CA | 02/2011 | Present |
1. A Student Cleaning Company; Provo, Utah; Facility Management Service; Investment related; Sole Proprietor / Owner / Partner; 01/1995; During business hours: 0; After business hours: 5 2. A Student Cleaning Company, LLC; Investment related; Provo, Utah; Facility Management Service; Director (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 5; Payroll / Tax filings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-09 |
| S65 | Uniform Investment Adviser Law Examination | 2001-04-18 |
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