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Mark Edward Mccormick

J.P. Morgan Securities LLC

Ann Arbor, MI

CRD 4358549

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

3500 Plymouth Road, Ann Arbor, MI 48105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Ann Arbor MI 10/2012 Present
Jpmorgan Chase Bank, N.A. Ann Arbor MI 10/2000 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Milan, MI
    Chicago, IL
    Ann Arbor, MI
    Belleville, MI
    Canton, MI
  • 2005-03-08 → 2005-07-06
    Banc One Securities Corporation
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-07
S63 Uniform Securities Agent State Law Examination 2001-04-30
  • S66 Uniform Combined State Law Examination
    2005-03-07
  • S63 Uniform Securities Agent State Law Examination
    2001-04-30

View on SEC IAPD

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