Gwendolyn Judith Rothrock

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2007-09-17

MD RA
APPROVED

Since 2007-09-17

Branch Locations

37650 Oak Station Drive, Charlotte Hall, MD 20622 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Charlotte Hall	MD	09/2007	Present

09/2007 → Present

Pnc Investments

Charlotte Hall, MD

Previous Registrations

2007-03-21 → 2007-09-17

Mercantile Brokerage Services, Inc.

Charlotte Hall, MD

Baltimore, MD

Baltimore, MD

Leonardtown, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-20
S63	Uniform Securities Agent State Law Examination	2004-02-23

S65 Uniform Investment Adviser Law Examination

2007-03-20
S63 Uniform Securities Agent State Law Examination

2004-02-23

Other Names

Gwen Judith Rothrock

View on SEC IAPD

Current Employers

Pnc Wealth Management Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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