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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-01-21
PA RA APPROVED 2016-01-15
TX RA APPROVED 2016-01-15
  • NJ RA
    APPROVED
    Since 2016-01-21
  • PA RA
    APPROVED
    Since 2016-01-15
  • TX RA
    APPROVED
    Since 2016-01-15

Branch Locations

955 Chesterbrook Blvd Ste 320, Chesterbrook, PA 19087 • United States

Long Beach Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Radnor PA 01/2016 11/2016
Wells Fargo Clearing Services, Llc Radnor PA 11/2016 Present
Previous Registrations
  • 2009-04-06 → 2016-02-10
    Credit Suisse Securities (Usa) Llc
    West Conshohocken, PA
  • 2008-03-28 → 2009-04-09
    Philadelphia, PA
    Philadelphia, PA
Other Businesses

RENTAL PROPERTY; INV RELATED; LONG BEACH TOWNSHIP, NJ; 100% OWNERSHIP WITH SPOUSE; START 7/12/2014; 4 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY, INVT RELATED, CONSHOHOCKEN, PA, 100% OWNERSHIP, START DATE 1/1/2021, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, CHARGE AND COLLECT RENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-27
S63 Uniform Securities Agent State Law Examination 1999-11-17
  • S66 Uniform Combined State Law Examination
    2008-03-27
  • S63 Uniform Securities Agent State Law Examination
    1999-11-17

View on SEC IAPD

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