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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investments Management Services Llc | Scranton | PA | 02/2001 | 04/2022 |
| Prudential Insurance Company Of America | Scranton | PA | 02/2001 | 04/2022 |
| Empower Financial Services, Inc | Forty Fort | PA | 04/2022 | 11/2024 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2024 | 11/2024 |
| Lpl Financial | Scranton | PA | 11/2024 | Present |
| The Fidelity Deposit & Discount Bank | Scranton | PA | 11/2024 | Present |
1)11/2024 - FIDELITY ASSET MANAGEMENT SERVICES / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-09 |
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