David Edward Jozefek

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-03-06

NJ RA
APPROVED

Since 2025-03-06

Branch Locations

Chester, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Investment Center Inc	Chester	NJ	11/2009	Present
Ic Advisory Services, Inc.	Chester	NJ	11/2009	Present
Lpl Financial Llc	Chester	NJ	03/2025	Present
Lpl Financial Llc	Chester	NJ	03/2025	Present

11/2009 → Present

The Investment Center Inc

Chester, NJ
11/2009 → Present

Ic Advisory Services, Inc.

Chester, NJ
03/2025 → Present

Lpl Financial Llc

Chester, NJ
03/2025 → Present

Lpl Financial Llc

Chester, NJ

Previous Registrations

2009-11-19 → 2025-03-06

Ic Advisory Services, Inc.

Chester, NJ

Bedminster, NJ
2005-07-08 → 2009-10-05

Ubs Financial Services Inc.

Bedminster, NJ

Warren, NJ
2003-05-07 → 2005-07-11

Morgan Stanley Dw Inc.

Short Hills, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-06
S63	Uniform Securities Agent State Law Examination	2001-05-23

S65 Uniform Investment Adviser Law Examination

2003-05-06
S63 Uniform Securities Agent State Law Examination

2001-05-23

View on SEC IAPD