Michael Campopiano

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → 07/2021
  Morgan Stanley & Co., Incorporated
  Pasadena, CA
• 07/2021 → Present
  D.A. Davidson & Co.
  Pasadena, CA

Previous Registrations

• 2009-06-01 → 2021-08-03
  Morgan Stanley
  Pasadena, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Pasadena, CA
• 2003-09-30 → 2007-04-02
  Morgan Stanley Dw Inc.
  Pasadena, CA
  Pasadena, CA

Other Businesses

1) MAMGL LLC; Investment related; LaVerne, CA; Real Estate; Sole Proprietor/Owner; 01/2018; 2 hr/wk; no time during business hours; Real estate investment and property management. 2) Lid Vic Investments LLC; investment related; LaVerne, CA; Real Estate; Owner; Starting 12/1/2009; 2 hr/wk; no time during business hours; real estate invesment and property management. 3) UNIVERSITY OF LA VERNE; NON-INVESTMENT RELATED; LA VERNE, CA; NON PROFIT; ADVISORY BOARD MEMBER; 9/15/22; 1 HR/WK DURING SECURITIES TRADING HOURS; CHAIRMAN.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-30