Arben Kupi

Current Employers

Employment History

• 04/2015 → 07/2018
  Capital One Investing
  Seattle, WA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Hicksville, NY
• 01/2024 → Present
  Osaic Wealth, Inc.
  Jericho, NY

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Jericho, NY
• 2015-06-02 → 2018-07-11
  Capital One Advisors, Llc
  Greenlawn, NY
  Mclean, VA
• 2014-11-10 → 2015-02-27
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
• 2012-10-01 → 2013-12-31
  J.P. Morgan Securities Llc
  New York, NY
• 2011-08-26 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
• 2006-01-20 → 2011-05-17
  Chase Investment Services Corp.
  Maspeth, NY
  Ridgewood, NY
  New York, NY
  New York, NY
• 2005-09-19 → 2005-11-04
  Morgan Stanley Dw Inc.
  Jericho, NY

Other Businesses

1. KUPI WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 1000 START DATE: 05/16/2018 ADDRESS: 366 North Broadway, Suite LE-4, Jericho NY 11753, United States DESCRIPTION: Provide financial advice to existing and new clients. 2. NEW VENTURES RE LLC POSITION: Investor NATURE: Simply an investment in a real estate building locatedat 484-490 Wrexham AveColumbus, OH 43223. There are no decisions to be made by me, nor do I have any control over the decision making. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2021 ADDRESS: 2374 Brigham Dr, Dublin OH 43016, United States DESCRIPTION: Simply a passive investor, no duties at all.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-09
• S63 Uniform Securities Agent State Law Examination
  2001-07-11