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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Royal Oak | MI | 06/2011 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 09/2015 | 09/2021 |
| Ohio National Financial Services | Cincinnati | OH | 09/2015 | 09/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2021 | Present |
1) CORE FINANCIAL GROUP, AGENT, 4606 MOUNTAIN VIEW TRAIL, CLARKSTON, MI. 06/15/2011, INV REL, 160 HR/MO - 4 HR/MO TRADING. OFFERS FIXED INSURANCE FOR A COMMISSION 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. START DATE: 09/01/2021. 3) CORE FINANCIAL GROUP LLC, 4606 Mountain View Trail, Clarktson MI 48348, United States, 09/01/2021, Owner, DBA Name, INV REL, 60 HR/MO - 250 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-24 |
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