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Aaron Christian Thierry

Cambridge Investment Research Advisors, Inc.

Clarkston, MI

CRD 4357775

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
  • MI RA
    APPROVED
    Since 2025-01-01

Branch Locations

Clarkston, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Royal Oak MI 06/2011 Present
The O.N. Equity Sales Company Cincinnati OH 09/2015 09/2021
Ohio National Financial Services Cincinnati OH 09/2015 09/2021
Cambridge Investment Research, Inc. Fairfield IA 09/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2021 Present
  • 06/2011 → Present
    American United Life
    Royal Oak, MI
  • 09/2015 → 09/2021
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 09/2015 → 09/2021
    Ohio National Financial Services
    Cincinnati, OH
  • 09/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2021 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CORE FINANCIAL GROUP, AGENT, 4606 MOUNTAIN VIEW TRAIL, CLARKSTON, MI. 06/15/2011, INV REL, 160 HR/MO - 4 HR/MO TRADING. OFFERS FIXED INSURANCE FOR A COMMISSION 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. START DATE: 09/01/2021. 3) CORE FINANCIAL GROUP LLC, 4606 Mountain View Trail, Clarktson MI 48348, United States, 09/01/2021, Owner, DBA Name, INV REL, 60 HR/MO - 250 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-03
S63 Uniform Securities Agent State Law Examination 2001-04-24
  • S65 Uniform Investment Adviser Law Examination
    2010-05-03
  • S63 Uniform Securities Agent State Law Examination
    2001-04-24

View on SEC IAPD

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