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Ellen C Pritchard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ann Arbor, MI

CRD 4357713

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-11
TX RA APPROVED 2005-07-15
CA RA APPROVED 2005-06-17
  • MI RA
    APPROVED
    Since 2010-05-11
  • TX RA
    APPROVED
    Since 2005-07-15
  • CA RA
    APPROVED
    Since 2005-06-17

Branch Locations

777 E Eisenhower Pkwy, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ann Arbor MI 05/2005 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-26
  • S66 Uniform Combined State Law Examination
    2001-06-26
Other Names
  • Ellen C O'BRien
  • Ellen Christine O'BRien
  • Ellen Christine Obrien
  • Ellen Christine O'BRien

View on SEC IAPD

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Nearby Offices

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