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Laura J Parker

Sage, Rutty & Co., Inc.

Rochester, NY

Rochester, NY

Rochester, NY

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Current Employers
Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
FL RA APPROVED 2008-02-05
  • NY RA
    APPROVED
    Since 2021-06-21
  • FL RA
    APPROVED
    Since 2008-02-05

Branch Locations

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

100 Corporate Woods Suite 300, Rochester, NY 14623 • UNITED STATES

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage, Rutty & Co., Inc. Rochester NY 04/2003 Present
Other Businesses

B&R Auto: Silent Partner of auto wholesale and retail, 01/2025 - present, non-investment related, no time devoted during security trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-01
S63 Uniform Securities Agent State Law Examination 2003-01-24
  • S65 Uniform Investment Adviser Law Examination
    2006-08-01
  • S63 Uniform Securities Agent State Law Examination
    2003-01-24

View on SEC IAPD

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MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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