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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-11-20 |
Branch Locations
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Naples | FL | 10/2015 | Present |
| Wells Fargo Advisors, Llc | Naples | FL | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | Present |
CAMELOT PARK HOMEOWNERS ASSOCIATION, NOT INV. RELATED, NAPLES, FL. START: 12/8/16, 1 HOUR/MONTH, 0 DURING TRADING, FACILITATES MAINTENANCE OF THE VINEYARDS SUBDIVISION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-21 |
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