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Current Employers
Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-10
  • CA RA
    APPROVED
    Since 2019-07-10

Branch Locations

411 E Betteravia Rd. Ste 101, Santa Maria, CA 93454 • United States

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santa Maria Joint Union High School District Santa Maria CA 11/2004 10/2021
Ogden Wealth Management & Planning Services, Llc Santa Maria CA 08/2015 07/2018
Golden State Wealth Management, Llc Santa Maria CA 07/2019 Present
Lpl Financial, Llc Santa Maria CA 07/2019 Present
  • 11/2004 → 10/2021
    Santa Maria Joint Union High School District
    Santa Maria, CA
  • 08/2015 → 07/2018
    Ogden Wealth Management & Planning Services, Llc
    Santa Maria, CA
  • 07/2019 → Present
    Santa Maria, CA
  • 07/2019 → Present
    Lpl Financial, Llc
    Santa Maria, CA
Previous Registrations
  • 2016-04-27 → 2019-02-15
    Ogden Wealth Management & Planning Services, Llc
    Santa Maria, CA
Other Businesses

1)07/17/2019 - DBA for LPL Business (entity for LPL business) - OGDEN WEALTH - 100% - INVESTMENT RELATED - SANTA MARIA, CA 93454 2)11/30/2017 - Musician - DAVID OGDEN - 6HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - SANTA MARIA, CA 3) 07/23/2019 - Golden State Wealth Management, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - 24 hrs during trading - I provide investment advisory services through Golden State Wealth Management, an independent investment advisor firm. I started this business activity in July 2019. I expect to spend approximately 24 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 9/3/2020 - Golden State Insurance Services also known as Blueprint Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/17/2020 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-14
  • S66 Uniform Combined State Law Examination
    2016-01-14
Designations
Other Names
  • David M Ogden

View on SEC IAPD

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