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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-12-21
TX RA APPROVED_RES 2010-09-07
GA RA APPROVED 2009-02-11
  • PA RA
    APPROVED
    Since 2022-12-21
  • TX RA
    APPROVED_RES
    Since 2010-09-07
  • GA RA
    APPROVED
    Since 2009-02-11

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Brookhaven, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 02/2009 Present
Previous Registrations
Other Businesses

1. 3398 Wynnton LLC, Owns a home for real estate income, Proprietor / owner, I own and run the investment, start date-9/12/2022, Brookhaven Georgia United States30319.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-10
  • S66 Uniform Combined State Law Examination
    2001-08-10

View on SEC IAPD

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