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Richard Shu

Remington Wealth Management LLC

Louisville, KY

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Current Employers
Remington Wealth Management Llc

Louisville, KY • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-05-14
  • KY RA
    APPROVED
    Since 2024-05-14

Branch Locations

Louisville, KY • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Remington Wealth Management Llc Louisville KY 07/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-20
  • S66 Uniform Combined State Law Examination
    2001-06-20

View on SEC IAPD

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