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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-09
  • CA RA
    APPROVED
    Since 2026-03-09

Branch Locations

Lompoc, CA • United States

310 N Westlake Blvd, Ste 115, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert S. Fenton West Lake Village CA 03/1999 10/2018
Centaurus Financial, Inc. Orange CA 10/2004 12/2018
Centaurus Financial, Inc. Anaheim CA 06/2019 03/2026
Unemployed Newbury Park CA 10/2018 06/2019
Fenton Wealth Management Westlake Village CA 06/2019 Present
Lpl Financial Llc Westlake Village CA 03/2026 Present
  • 03/1999 → 10/2018
    Robert S. Fenton
    West Lake Village, CA
  • 10/2004 → 12/2018
    Orange, CA
  • 06/2019 → 03/2026
    Anaheim, CA
  • 10/2018 → 06/2019
    Unemployed
    Newbury Park, CA
  • 06/2019 → Present
    Fenton Wealth Management
    Westlake Village, CA
  • 03/2026 → Present
    Westlake Village, CA
Previous Registrations
Other Businesses

1. 02/2026 - Fenton Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 150 Hrs/Mth - 150 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 03/09/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-29
  • S66 Uniform Combined State Law Examination
    2004-09-29
Other Names
  • Teresa Marie Baker
  • Teresa Marie Kennedy

View on SEC IAPD

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