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Michael Paul Smith

Fifth Third Securities, Inc.

Fairfield, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-07-25
  • OH RA
    APPROVED
    Since 2012-07-25

Branch Locations

6120 South Gilmore Road Suite 206, Fairfield, OH 45014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 03/2012 Present
Fifth Third Securities Cincinnati OH 06/2012 Present
  • 03/2012 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 06/2012 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2007-08-28 → 2012-04-09
    Invest Financial Corporation
    Cincinnati, OH
Other Businesses

Musician - Cincinnati, OH - 4 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-17
  • S66 Uniform Combined State Law Examination
    2007-08-17

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FAIRFIELD, OH
INTEGRITY ALLIANCE, LLC. · Fairfield, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · FAIRFIELD, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Cincinnati, OH
PFS INVESTMENTS INC. · SPRINGDALE, OH
PFS INVESTMENTS INC. · SPRINGDALE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Fairfield, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cincinnati, OH

More in Fairfield, OH

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