Beatriz Leonora Cardona-Adams

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Ubs Financial Services Inc.
  Coral Gables, FL

Previous Registrations

• 2002-11-25 → 2015-05-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Lexington, KY
  Miami, FL
  Lexington, KY
  Miami, FL

Other Businesses

I. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: 336 OWSLEY - RENTAL PROPERTY 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 336 OWLEY AVE, LEXINGTON, KENTUCKY 40502 5.COMPENSATION FOR ACTIVITY: Y 6.POSITION, TITLE, ASSOCIATION: OWNER, 7.START DATE OF RELATIONSHIP: 8/1/2012 8.NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: RENTAL PROPERTY II. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: 413 GIBSON -RENTAL PROPERTY 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 413 GIBSON AVE, LEXINGTON, KENTUCKY 40504 5.COMPENSATION FOR ACTIVITY: Y 6.POSITION, TITLE, ASSOCIATION: OWNER, 7.START DATE OF RELATIONSHIP: 8/1/2012 8.NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: RENATL PROPERTY III. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: 423 PYKE RD - RENTAL PROPERTY 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 423 PYKE RD, LEXINGTON, KENTUCKY 40504 5.COMPENSATION FOR ACTIVITY: Y 6.POSITION, TITLE, ASSOCIATION: OWNER, 7.START DATE OF RELATIONSHIP: 7/1/2012 8.NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: RENTAL PROPERTY IV. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: 420 PYKE RD - RENTAL 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 420 PYKE RD, LEXINGTON, KENTUCKY 40504 5.COMPENSATION FOR ACTIVITY: Y 6.POSITION, TITLE, ASSOCIATION: OWNER, 7.START DATE OF RELATIONSHIP: 9/1/2012 8.NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: RENTAL PROPERTY

Exams

• S66 Uniform Combined State Law Examination
  2001-04-27