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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-16 |
Branch Locations
100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston-Salem | NC | 07/2006 | 12/2022 |
| Bank Of America, N.A. | Winston Salem | NC | 11/2009 | 12/2022 |
| Raymond James & Associates, Inc | Winston Salem | NC | 12/2022 | Present |
(1)Name of Business: Forsyth Humane Society Address: 100 N Main St Ste 2400, Winston Salem, NC, 27101-4015, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/24/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Forsyth Humane Society has asked me to serve a three-year term as Treasurer on their Board of Directors. In doing so, I will resign from the Finance Committee and join the Board of Directors as Treasurer. \nI will be responsible to providing accounting reports to the Board on a monthly basis. (Reporting only -- no ability to control or disburse funds).\nThe Board Meeting for January has been postponed (TBD) and I have until April 1, 2025 to decline.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-04 |
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