Ronald Eugene Perez

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-30
CA	RA	APPROVED	2019-04-08

TX RA
APPROVED_RES

Since 2024-04-30
CA RA
APPROVED

Since 2019-04-08

Branch Locations

Irvine, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	02/2001	01/2017
Lincoln Investment	Irvine	CA	01/2017	Present

02/2001 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Irvine, CA

Previous Registrations

2011-08-15 → 2019-10-04

Legend Advisory, Llc

Irvine, CA
2004-06-30 → 2011-08-15

Legend Advisory, Llc

Palm Beach Gardens, FL

Irvine, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-16
S63	Uniform Securities Agent State Law Examination	2001-04-24

S65 Uniform Investment Adviser Law Examination

2011-06-16
S63 Uniform Securities Agent State Law Examination

2001-04-24

View on SEC IAPD