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David Allan Hammer

Hammer Asset Management, LLC

Auburn, CA

CRD 4355537

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Employer firm

Hammer Asset Management, LLC CRD 106121

$27.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Hammer Asset Management, Llc

1223 High Street, Ste B1-2, Auburn, CA 95603-5017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-05-28
NY RA APPROVED 2022-01-04
CA RA APPROVED 2012-06-27
  • NH RA
    APPROVED
    Since 2026-05-28
  • NY RA
    APPROVED
    Since 2022-01-04
  • CA RA
    APPROVED
    Since 2012-06-27

Branch Locations

1223 High Street, Ste B1-2, Auburn, CA 95603-5017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hammer Asset Management, Llc Auburn CA 05/1999 Present
Other Businesses

Sandalwood House, LLC dba Purple Cloud Tea is a non investment-related business located at 896 High Street - Auburn, CA 95603. The nature of the business is retail kitchen cooking supplies and tea ware. Mr. Hammer is the bookkeeper for Sandalwood House and after-hours online order fulfillment for Purple Cloud. He owns 49 shares of the entity since 2015. He spends approximately 16 hours per month with his duties, none of which are performed during securities trading hours. His duties include bookkeeping, quarterly accounting, and online order fulfillment.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-30
  • S65 Uniform Investment Adviser Law Examination
    2011-12-30
Other Names
  • David Allan Hammer

View on SEC IAPD

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