Ariel Daniel Cruz

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Raymond James Financial Services, Inc.
  Miami, FL
• 05/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Miami, FL

Previous Registrations

• 2005-09-26 → 2016-03-11
  Wells Fargo Clearing Services, Llc
  Key Biscayne, FL
  Key Biscayne, FL
  Miami, FL
  Coral Gables, FL
• 2004-11-01 → 2005-09-26
  Citicorp Investment Services
  Key Biscyane, FL

Other Businesses

(1)Name of Business: Casa Cruz Address: 460 SW 18th Ter, Miami, FL, 33129, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 04/18/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Joint Trustee with my spouse for our household assets. It is a joint Trust for my wife and I. Beneficiary is our son. (2)Name of Business: CRUZHAUS, LLC Address: 35 Argentine Ct. #307, Keystone, CO, 80435, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/11/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My wife and I are buying a condo in Keystone, CO. We anticiapte to close on the property in February 2026. The owner of the property will be titled under CRUZHAUS, LLC. Presently, we do not intend to rent it and it will used solely by our household as a vacation home. \n\nThe LLC was created on 11/11/2025 (3)Name of Business: None Address: 460 SW 18th Ter, Miami, FL, 33129, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/04/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an owner of an apt that is rented. As the owner, I am responsible for anything regarding the inside of the property itself. (4)Name of Business: PrietoCruz Advisors, LLC Address: 2700 SW 3rd Ave Ste 2B, Miami, FL, 33129, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/04/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing our practice and general bookkeeping associated with the LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-28
• S63 Uniform Securities Agent State Law Examination
  1999-09-29