Joseph A. Santana

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Sarasota, FL
• 11/2016 → 08/2020
  Wells Fargo Clearing Services, Llc
  Sarasota, FL
• 08/2020 → Present
  Rbc Capital Markets, Llc
  Sarasota, FL
• 08/2020 → Present
  City National Bank
  Sarasota, FL

Previous Registrations

• 2006-05-22 → 2020-08-26
  Wells Fargo Clearing Services, Llc
  Sarasota, FL
• 2001-10-29 → 2006-05-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
  Sarasota, FL

Other Businesses

1) RENTAL PROPERTY, INV RELATED, RABUN GAP, GA. START: 3/27/17, 4 HOURS/MONTH, 0 DURIBNG TRADING, LANDLORD. 2) Name: North GA Cabin Rental Address: 48 Ivy Trail Rabun Gap, GA 30568 Business Description: Rental property Business is not investment related Projected Start Date: 02/01/17 Capacity: Owner - Active Duties Performed: I run the VRBO website for reservations and speak to guests both before, during, and after their stay. Also, hire Management Company to provide the day to day maintenance and service needed for guests during their stay. Devoted to this OBA per Month: 10 Hours Devoted to this OBA during business hours: 0 3) NAME OF ENTITY: Joe and Danielle Santana ADDRESS: 7125 Fruitville Rd., #54 Sarasota, FL 34240 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Sarasota Rental Property CAPACITY: Owner - Active START DATE: 12/15/23 DUTIES: Maintenance and upkeep HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2002-06-18

Other Names

• Joe Santana
• Joseph A. Santana
• Joseph Allen Santana