Alyson Cloninger Kennedy

Vanguard Advisers, Inc.

CRD 4354890

Claim This Profile

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-10-27
TX	RA	APPROVED	2014-10-27

NC RA
APPROVED

Since 2014-10-27
TX RA
APPROVED

Since 2014-10-27

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	06/2000	Present
Winter Past	Lowell	NC	12/2018	12/2025
Vanguard Marketing Corporation	Charlotte	NC	06/2000	Present
Vanguard Advisers, Inc.	Charlotte	NC	10/2014	Present

06/2000 → Present

The Vanguard Group, Inc.

Charlotte, NC
12/2018 → 12/2025

Winter Past

Lowell, NC
06/2000 → Present

Vanguard Marketing Corporation

Charlotte, NC
10/2014 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-03-21

S63 Uniform Securities Agent State Law Examination

2001-03-21

Designations

Certified Financial Planner

Other Names

Alyson Jean Cloninger
Alyson Jean Kennedy
Alyson Jean Kennedy

View on SEC IAPD

More in Charlotte, NC

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor