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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-12 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cohesive Management Solutions | Charlotte | NC | 09/2005 | 03/2018 |
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 03/2021 |
| Morgan Stanley | Winston-Salem | NC | 04/2021 | 04/2024 |
| Pivott Transport, Llc | Charlotte | NC | 03/2018 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 04/2024 | Present |
COHESIVE MANAGEMENT SOLUTIONS, LLC; INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START: 12/01, 2004, 40 HRS/MONTH, 0 HRS DURING TRADING, MANAGE REAL ESTATE.; PIVOTT TRANSPORT, LLC, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START: 5/15/2018, 10 HOURS A MONTH, 0 HOURS DURING TRADING, TRANSPORTATION SERVICES.; RENTAL PROPERTY, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START: 2/1/2008, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL.; RENTAL PROPERTY, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START: 9/06/2006, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL.; RENTAL PROPERTY, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START: 12/23/2004, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL.; RENTAL PROPERTY, INV RELATED, WHITEVILLE, NC, 100% OWNERSHIP, START: 06/02/2008, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, CHARLOTTE, NC, START: 11/26/2020, 0 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-23 |
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