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David Paul Malatesta

Voya Financial Advisors, Inc.

Windsor, CT

Lincoln, RI

CRD 4354708

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-04-03
NY RA APPROVED 2022-10-12
MA RA APPROVED 2022-05-17
RI RA APPROVED 2022-05-10
TX RA APPROVED_RES 2022-05-10
  • CT RA
    APPROVED
    Since 2025-04-03
  • NY RA
    APPROVED
    Since 2022-10-12
  • MA RA
    APPROVED
    Since 2022-05-17
  • RI RA
    APPROVED
    Since 2022-05-10
  • TX RA
    APPROVED_RES
    Since 2022-05-10

Branch Locations

One Orange Way, C4-S, Windsor, CT 06095 • United States

Lincoln, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Braintree MA 10/2014 Present
Voya Retirement Advisors Braintree MA 10/2014 04/2022
Voya Financial Partners Braintree MA 09/2016 04/2022
Remedy 180 Pawtucket RI 12/2017 01/2022
Voya Financial Advisors, Inc. Braintree MA 04/2022 Present
Notary Public Lincoln RI 06/2026 Present
  • 10/2014 → Present
    Voya Financial
    Braintree, MA
  • 10/2014 → 04/2022
    Voya Retirement Advisors
    Braintree, MA
  • 09/2016 → 04/2022
    Voya Financial Partners
    Braintree, MA
  • 12/2017 → 01/2022
    Remedy 180
    Pawtucket, RI
  • 04/2022 → Present
    Braintree, MA
  • 06/2026 → Present
    Notary Public
    Lincoln, RI
Previous Registrations
Other Businesses

NAME OF ENTITY: Massachusetts Independent Football Officials Association; No; 10 N Main Street; Mansfield; MA; 02048; Referee High School football games; Referee; 9/1/2021; 15; 0; Referee High School football games| NOTARY PUBLIC POSITION: Notary Public NATURE: Witness signing of documents INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 196 OLD RIVER RD, Apt 3- C East, Lincoln RI 02865, United States DESCRIPTION: Witness signing of documents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-20
S63 Uniform Securities Agent State Law Examination 2001-04-27
  • S65 Uniform Investment Adviser Law Examination
    2010-08-20
  • S63 Uniform Securities Agent State Law Examination
    2001-04-27

View on SEC IAPD

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