Stephen Morrell Foster

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2023
  Securities America Inc
  Prairie Village, KS
• 01/2015 → 11/2023
  Securities America Advisors
  Prairie Village, KS
• 01/2024 → Present
  Sequent Planning, Llc
  Prairie Village, KS

Previous Registrations

• 2015-01-28 → 2023-11-30
  Securities America Advisors, Inc.
  Prairie Village, KS
• 2002-02-06 → 2014-12-03
  Sunset Financial Services, Inc.
  Kansas City, MO
  Kansas City, MO

Other Businesses

***DBA - FOSTER FINANCIAL SERVICES ***HPL BENEFITS POSITION: individual health insurance broker NATURE: Individual Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1. START DATE: 11/02/2015. ADDRESS: 7601 Rainbow, Prairie Village KS 66208. DESCRIPTION: I would like to use the HPL benefits website for people inquiring about health insurance. ***AFFORDABLE MEDICARE SOLUTIONS POSITION: Sales NATURE: Medicare Advantage Plans, Medicare Supplements, Prescription Drug Plans and Dental Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 10/07/2015 ADDRESS: 7601 Rainbow Dr., Prairie Village KS 66208 DESCRIPTION: Selling Medicare Advantage Plans, Medicare supplements, prescription drug plans and dental insurance to Medicare eligible clients. ***LIFE INSURANCE POSITION: Agent NATURE: Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2015 ADDRESS: 7601 Rainbow, Prairie Village KS 66208 DESCRIPTION: Selling life insurance and long-term care through different insurance companies.

Exams

• S66 Uniform Combined State Law Examination
  2001-12-20
• S63 Uniform Securities Agent State Law Examination
  2000-04-17