Kellie Newlon Carroll

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Charlotte, NC
• 11/2016 → 01/2017
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 01/2017 → 02/2021
  Bb&T Securities
  Charlotte, NC
• 02/2021 → Present
  Truist Investment Services, Inc.
  Charlotte, NC
• 02/2021 → Present
  Truist Advisory Services, Inc.
  Atlanta, GA

Previous Registrations

• 2017-01-30 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Richmond, VA
• 2013-05-29 → 2017-02-03
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2005-11-10 → 2013-05-29
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Mint Hill, NC
  Charlotte, NC
  Charlotte, NC
• 2005-11-23 → 2005-11-30
  Bb&T Asset Management, Inc.
  Charlotte, NC
• 2005-06-30 → 2005-11-10
  Bb&T Investment Services, Inc.
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2005-06-20
• S63 Uniform Securities Agent State Law Examination
  2001-06-13

Designations

• Certified Financial Planner

Other Names

• Kellie Newlon Woodward
• Kellie-Lee Newton Woodward
• Kellie-Lee Newlon Woodward
• Kellie Newlon Woodward-Carroll