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Jamie P Frazier

Moors & Cabot, Inc.

Boston, MA

Boston, MA

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-15
  • FL RA
    APPROVED
    Since 2021-01-15

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Waltham MA 08/2007 11/2020
Tiaa Waltham MA 08/2007 11/2020
Moors & Cabot Inc Boston MA 12/2020 Present
Previous Registrations
  • 2007-11-13 → 2020-11-13
    Tiaa-Cref Individual & Institutional Services, Llc
    Waltham, MA
    Braintree, MA
    Waltham, MA
  • 2004-10-20 → 2007-08-21
    Banc Of America Investment Services, Inc.
    South Boston, MA
    South Boston, MA
    South Boston, MA
    Boston, MA
  • 2004-08-17 → 2004-10-20
    Quick & Reilly, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-26
S63 Uniform Securities Agent State Law Examination 2000-02-08
  • S65 Uniform Investment Adviser Law Examination
    2004-07-26
  • S63 Uniform Securities Agent State Law Examination
    2000-02-08
Other Names
  • Jamie Patrick Frazier

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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