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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| IN | RA | APPROVED | 2017-02-28 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
1620 W. Oak Street Suite 101, Zionsville, IN 46077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Zionsville | IN | 04/2014 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | Zionsville | IN | 02/2017 | Present |
1. State of Indiana; State/Notary; Notary Public; notarizing documentation s part of Stifel business; affiliation started 06/26/2009; 10.0 hours per year; during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-21 |
| S66 | Uniform Combined State Law Examination | 2002-11-13 |
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