Robert Lozzi

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-24
NY	RA	APPROVED	2021-04-12

TX RA
APPROVED_RES

Since 2021-06-24
NY RA
APPROVED

Since 2021-04-12

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

East Meadow, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	02/2001	06/2020
Equitable Advisors, Llc	New York	NY	02/2001	Present

02/2001 → 06/2020

Axa Advisors, Llc

New York, NY
02/2001 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

FPA OF LI, EAST MEADOW,NY,MEMBER ONLY, DEC 15 1996; Estate planning COUNCIL OF NASSAU COUNTY, MASSAPEQUA,NY, MEMBER, JULY 1 2007; National Association of Tax Professionals, member only - no tax preparation, self-study CE and general information only, 1/31/18; POA for Spouse accounts and insurance.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-23

S66 Uniform Combined State Law Examination

2001-03-23

Designations

Certified Financial Planner

View on SEC IAPD