Scott E. Dubin

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2017
  Wunderlich Securities, Inc.
  Memphis, TN
• 10/2013 → Present
  Massmutual Life Insurance Co
  Cleveland, OH
• 04/2017 → Present
  Mml Investors Services, Llc
  Cleveland, OH

Previous Registrations

• 2014-02-24 → 2017-03-31
  B. Riley Wealth Management
  Mentor, OH
• 2012-12-07 → 2014-02-24
  Mcdonald Partners Llc
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
• 2011-03-08 → 2012-12-11
  Wells Fargo Clearing Services, Llc
  Cleveland, OH
• 2005-05-24 → 2011-03-09
  New England Securities
  Westlake, OH
  Highland Hills, OH

Other Businesses

(1)Name: Scott E. Dubin Inv rel: Y Add: 1956 Carter Road Suite 200 Cleveland, OH. 44113 Nature: Life, health and fixed annuity insurance sales Position: Sales, agent Start date: 5/9/2017 No. HR/MO: 8 No. HR/MO during sec trading: 4 (2)Name: Dante Restaurant Group DBA Hungry Hungry Humans Inv rel: Y Add: 2247 Professor Ave. Cleveland, OH. 44113 Nature: Restaurant/ Bar Work Position: Passive Investor Start date: 2009 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Investment group that bought into a fractional share of the restaurant group. Passive investment only. Zero hours devoted to the business operation (3)Name: Scott Dubin Inv rel: Y Add: 1956 Carter Road Suite 200 Cleveland, OH 44113 Nature: Property and casualty insurance Position: P&C Referral Fee Start date: 08/01/2018 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Referral of property and casualty insurance prospects to a strategic partner relationship\ (4) Name: Projector Investment Group, LLC Inv rel: N Add: 26400 Hurlingham Road, Beachwood, OH 44122 Nature: Subscription based application for storing family photos and videos Position: Passive Investor of a LLC Start date: 10/18/2021 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Passive investor only, no active duties within the LLC

Exams

• S66 Uniform Combined State Law Examination
  2003-02-22