Hoby Daniel Pearce

Employer firm

Alliance Advisory & Securities, LLC CRD 18835

$687M regulatory AUM 675 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Alliance Advisory & Securities, Llc
  Westlake Village, CA

Previous Registrations

• 2007-03-05 → 2009-11-24
  Securities America Advisors, Inc.
  Calabasas, CA
• 2004-01-30 → 2007-03-06
  Lifetime Planning, Inc.
  Camarillo, CA

Other Businesses

1. Hoby Pearce, CFP, GP Investment Related: No Address: 31248 E. Oak Crest Dr Ste 100, Westlake Village, CA, 91361 Business Nature: Created for accounting purposes Position: General Partner Start Date: 2015 (since inception) Hours/Month: <1 Hours/Month during trading hours: <1 Description of duties: Created for accounting purposes

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-12
• S63 Uniform Securities Agent State Law Examination
  2001-03-23

Designations

• Certified Financial Planner